Article L533-22-4
Investment firms providing the investment services referred to in Article L. 321-1 (4) are subject to the provisions of Articles L. 533-22 and L. 533-22-1 in the same way as the portfolio management c…
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Showing 8541–8550 of 17003 articles for “Art. 150 V”
Investment firms providing the investment services referred to in Article L. 321-1 (4) are subject to the provisions of Articles L. 533-22 and L. 533-22-1 in the same way as the portfolio management c…
…33-22-2 of this Code and for the persons mentioned in the same article L. 533-22-2, the part of the variable part of the remuneration whose payment may be reduced or give rise to restitution.
…of the Regulation of the European Parliament and of the Council on the publication of sustainable investment and sustainability risk information and amending Directive (EU) 2016/2341, portfolio manage…
I. In the management of collective investments, portfolio management companies shall take all reasonable steps to obtain the best possible result in executing orders, taking into account price, cost,…
Portfolio management companies are prohibited from receiving deposits of funds, securities or gold from their clients.
…tfolio management companies mentioned in article L. 532-9, with the exception of those which exclusively manage FIAs covered by I of article L. 214-167, FIAs covered by IV of article L. 532-9, FIAs co…
…anced representation of women and men among the teams, bodies and managers responsible for making investment decisions. The results obtained are presented in the document referred to in II of article…
…rmine the remuneration policies and practices of the following persons, when their professional activities have a substantial impact on the risk profiles of the portfolio management companies or the A…
Asset management companies shall act honestly, fairly and professionally in the best interests of investors. All information, including promotional communications, sent by an asset management company…
…e obligation to make the declaration referred to in II of Article L. 524-2 who fails to do so or provides inaccurate information to the Autorité de contrôle prudentiel et de résolution shall be liable…
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