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Showing 4231–4240 of 10478 articles for “Art. 150 VI”
…(EU) 2019/1238 of the European Parliament and of the Council of 20 June 2019 on a pan-European individual retirement savings product (PEPP), with regard to the providers of these products mentioned i…
The AMF shall assess the risks that may arise from the use of leverage by an AIF or its management company. It may, where it considers it necessary to ensure the stability and integrity of the financi…
…ings that is directly related to facts that may be submitted to the AMF Enforcement Committee for review may be disclosed by the public prosecutor (procureur de la République Financière), on his own i…
…actions are carried out by:a) The members of the board of directors, the management board, the supervisory board, the managing director, the sole managing director, the deputy managing director or the…
For the application of provisions falling within the remit of the Autorité des marchés financiers, civil, criminal or administrative courts may call upon the chairman of the Autorité des marchés finan…
…nd forward to the latter all information, reports and documents relating thereto. Subject to the provisions of the third paragraph of Article L. 632-16, the public prosecutor may obtain from the AMF d…
…ation and may approve any recommendation it deems useful.The Autorité des marchés financiers may provide that the obligation referred to in the first paragraph shall also apply, under the conditions a…
…inanciers may take any measures required to ensure the proper functioning of the markets if the activity of one or more AIFs on the market for a financial instrument could jeopardise the proper functi…
I. - The AMF Ombudsman is appointed by the AMF Chairman on the advice of the AMF Board for a renewable term of three years. The Ombudsman is empowered to receive complaints from any interested party t…
…of credit default swaps.II. - Pursuant to I, the AMF may impose penalties for any breach of the provisions of the said Regulation under the conditions set out in Article L. 621-15.
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