Article L522-11-3
…le prudentiel et de résolution may impose the disciplinary sanctions provided for in Article L. 612-39, including removal from the list provided for in Article L. 612-21; 2° The account information se…
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Showing 6841–6850 of 64440 articles for “Art. 1844 al. 3 and 4”
…le prudentiel et de résolution may impose the disciplinary sanctions provided for in Article L. 612-39, including removal from the list provided for in Article L. 612-21; 2° The account information se…
…subject to specific conditions that meet the purpose set out in the ninth paragraph of Article L. 532-2 and the fifth paragraph of Article L. 532-3, or be subject to compliance with commitments made…
Without prejudice to the provisions of Article L. 229-4 of the Commercial Code, the Autorité de contrôle prudentiel et de résolution also has the power to oppose, in accordance with the provisions of…
Without prejudice to the provisions of Article 26-6 of Law No 47-1775 of 10 September 1947 on the Statute for a Cooperative Society, the Autorité des marchés financiers is competent to oppose, in acco…
I.-The provisions of the first paragraph of article L. 532-18 and of the first paragraph of article L. 532-18-1 as well as the provisions of Section 2 of Chapter IV of Title I of Book II are applicabl…
I.-Investment firms and investment holding companies with a branch or subsidiary that is a financial institution within the meaning of Article 4(1), point 26 of Regulation (EU) No 575/2013 in a Member…
In this sub-section and for the purposes of the provisions relating to algorithmic trading : 1° "algorithmic trading" means trading in financial instruments in which a computer algorithm automatically…
By way of derogation from this section, class 1 bis investment firms shall apply the provisions of articles L. 511-51 to L. 511-102.
The Autorité de contrôle prudentiel et de résolution shall assess and monitor, taking into account the size, risk profile and business model of the investment firm, the systems, strategies and procedu…
…than portfolio management companies which provide the investment service referred to in Article L. 321-1 .4 shall not accept, unless they return them in full to the client, any remuneration, commissi…
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