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Showing 4141–4150 of 64544 articles for “Art. 2 and Art. 187”
…stment services without being subject to the authorisation procedure provided for in Article L. 531-2 and the financial investment adviser defined in Article L. 541-1 shall ensure that all the operati…
Each unit of electronic money is issued without delay against the remittance of funds.
…ial institutions do not apply to :1° Contacts with qualified investors as defined in Article L. 411-2 .1 and with legal entities whose balance sheet total, turnover, assets under management, revenue o…
…ons in the same materials, or in syndicates whose object is transactions based on price differences and relating to the same materials, shall be deemed to be canvassing in respect of the materials ref…
…commercial company. Where the market undertaking manages a regulated market, its registered office and effective management are established in mainland France or in the overseas departments or the De…
Investment firms and credit institutions authorised in a Member State of the European Union or in a State party to the Agreement on the European Economic Area other than France to execute orders on be…
…ces to a consumer is preceded by canvassing within the meaning of article L. 341-1, article L. 341-12 applies in place of article L. 222-5 of the Consumer Code and references to the latter article are…
Notwithstanding the provisions of the first sentence of the first paragraph of Article L. 411-1, the following public offers are authorised: 1° The offer of financial securities or shares exclusively…
…nvassing defined in article L. 341-1 without fulfilling the conditions set out in articles L. 341-3 and L. 341-4 ; 2° Any person engaging in the activity of direct marketing of banking or financial pr…
The administrative authority responsible for competition and consumer affairs is the competent authority to impose the administrative fines provided for in article L. 362-1 of this Code, under the con…
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