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Showing 4201–4210 of 64544 articles for “Art. 2 and Art. 187”
Each tied agent acts under a mandate given by a single investment services provider. The investment services provider remains fully and unconditionally liable to third parties for acts carried out in…
The key investment information sheet referred to in paragraphs 2 and 3 of Article 23 of Regulation (EU) No 2020/1503 of 7 October 2020 shall be drawn up in French. However, under the conditions and wi…
…ng, that they have fully paid-up capital in an amount at least equal to that required by article L. 224-2 of the French Commercial Code.
For the purposes of this chapter, a token is any intangible asset representing, in digital form, one or more rights that may be issued, recorded, stored or transferred by means of a shared electronic…
…nt service provider, participative finance service provider or intermediary in banking transactions and payment services. However, when this activity of intermediary in equity financing is carried out…
…hat keeps the register with all the information needed to verify the conditions governing access to and practice of their activity. They are also required to inform this body as soon as possible if th…
I. - The department referred to in Article L. 561-23 shall exchange with the supervisory authorities, professional bodies and national representative bodies referred to in Article L. 561-36 any inform…
I. - No proceedings based on articles 226-10, 226-13 and 226-14 of the French Criminal Code may be brought against : a) The persons mentioned in Article L. 561-2 or their directors and officers or the…
The department referred to in Article L. 561-23 shall receive, at the initiative of State administrations, local and regional authorities, public establishments, the bodies referred to inArticle L. 13…
I. - By way of derogation from Article L. 561-18 and unless the department mentioned in Article L. 561-23 objects, the persons mentioned in 1° to 7° bis and 7° quater of Article L. 561-2, as well as t…
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