Article L420-16
…when the number of persons or the open positions of these persons are below the minimum thresholds; 2° Provide the AMF, at least once a day, with a full breakdown of the positions traded by each perso…
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Showing 12441–12450 of 14014 articles for “Art. 2°”
…when the number of persons or the open positions of these persons are below the minimum thresholds; 2° Provide the AMF, at least once a day, with a full breakdown of the positions traded by each perso…
…the power for the trading platform to: 1° to monitor the open positions of the persons concerned ; 2° to obtain information from such persons, including any relevant documents concerning the size and…
…(EU) No 260/2012 of the European Parliament and of the Council of 14 March 2012 referred to above; 2° €75,000 in the case of a natural person and €375,000 in the case of a legal person, for breaches…
…icles 3 to 5, 2 of article 8, article 9, 4 of article 10 and 1 of article 12 of the same regulation;2° €75,000 for a natural person and €375,000 for a legal entity, with regard to Article 6, Articles…
…irect electronic access to the facility. Members benefiting from the provisions of a, b, j and o of 2° of Article L. 531-2 are subject to the provisions of Articles L. 533-10-4 to L. 533-10-8. The ope…
…tions concluded on the regulated market. Members benefiting from the provisions of a, b, j and o of 2° of Article L. 531-2 are subject to the provisions of Articles L. 533-10-4 to L. 533-10-8. The rul…
…civil and family rights, in accordance with the provisions of article 131-26 of the Criminal Code ; 2° Disqualification, in accordance with the provisions of article 131-27 of the Criminal Code, from…
…infrastructure necessary to ensure the efficient and cost-effective settlement of such transactions;2° Confirmation from the AMF that the technical conditions for settlement and delivery of financial…
…artered Accountant, legal entities or companies carrying out the transactions referred to in 1° and 2° of article L. 411-2 are not deemed to be making a public offer.
…to account the conditions imposed on financial instrument settlement and delivery systems in 1° and 2° of Article L. 421-12.In its assessment, the AMF shall take into account the oversight exercised o…
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