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Showing 12451–12460 of 14014 articles for “Art. 2°”
…600/2014 of the European Parliament and of the Council of 15 May 2014, traded on trading platforms; 2° In commodity derivatives within the meaning of Regulation (EU) No 600/2014 of the European Parlia…
…for trading on a regulated market and may be traded independently of the securities of that issuer;2° "listed fund" means a fund of which at least one class of units or shares is traded throughout th…
…r one of the functions mentioned in 1° of II and two mandates for one of the functions mentioned in 2° of II ; b) More than four mandates for one of the functions mentioned in 2° of II. For the purpos…
…French Penal Code, the penalties set out in article 131-39 of the same code.The ban referred to in 2° of the same article applies to the activity in the course of or in connection with which the offe…
…de contrôle prudentiel et de résolution under the conditions laid down for the persons mentioned in 2° of A of I of Article L. 612-2 and the ensuing recommendations.
…fficers, as well as any other person or member of a corporate body exercising equivalent functions; 2° Persons who effectively manage the company and who are not mentioned in 1°. The composition of th…
…er of the following financial securities is authorised: 1° Financial securities issued by a State ; 2° Financial securities guaranteed by a State; 3° Financial securities issued by the European Centra…
…V.-The persons or entities authorised to make a public offer of financial securities referred to in 2° of Article L. 411-2 or 1° of Article L. 411-2-1 are exempt from the obligation to draw up a prosp…
…a canvassing licence in the case of activity carried out under the conditions of article L. 341-8 ; 2° Any person who engages in the activity of banking or financial canvassing under the conditions de…
…sons referred to in Article L. 421-7. It shall draw up a policy designed to achieve this objective; 2° Evaluate periodically, at least once a year, the structure, size, composition and effectiveness o…
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