Article L465-3-5
I. - Legal entities declared to be criminally liable, under the conditions set out inarticle 121-2 of the French Criminal Code, for the offences defined in articles L. 465-1 to L. 465-3-3 of this Code…
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Showing 3641–3650 of 70305 articles for “Art. 210 A and 210 B · C. com. Art. L 233-3”
I. - Legal entities declared to be criminally liable, under the conditions set out inarticle 121-2 of the French Criminal Code, for the offences defined in articles L. 465-1 to L. 465-3-3 of this Code…
Article L. 533-22-1 is applicable to credit institutions and investment firms for their activities of portfolio management on behalf of third parties and investment advice within the meaning of Articl…
The Autorité des marchés financiers shall ensure that issuers whose registered office is located outside France, which are not subject to the obligations defined in Article L. 451-1-2, and whose secur…
I. - The Financial Public Prosecutor may not initiate public proceedings for the application of the penalties provided for in this section when the Autorité des marchés financiers has served a stateme…
I. - Any person who, by any means, disseminates information that gives false or misleading information about the situation or prospects of an issuer or about the supply, demand or price of a financial…
I.-The Autorité de contrôle prudentiel et de résolution may order a person referred to in 1°, 4°, 9° and 10° of A of I of Article L. 612-2, a class 1 bis investment firm or, with the exception of firm…
Article L. 533-22-1 applies to the Caisse des dépôts et consignations.
I. - As an exception to the prohibition laid down in article L. 521-2, a provider of electronic communications networks or services may provide payment services, in addition to electronic communicatio…
An investment holding company is a financial institution the subsidiaries of which are exclusively or mainly investment firms or financial institutions, at least one of which is an investment firm whi…
The banking and payment services intermediaries defined in Article L. 519-1 are registered in the single register referred to in Article L. 546-1.
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