Article L532-23
…vices provider other than a portfolio management company whose registered office is located in mainland France, Guadeloupe, French Guiana, Martinique, La Réunion, Mayotte and Saint-Martin and which is…
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Showing 431–440 of 57747 articles for “Art. 22 and Art. 23”
…vices provider other than a portfolio management company whose registered office is located in mainland France, Guadeloupe, French Guiana, Martinique, La Réunion, Mayotte and Saint-Martin and which is…
The investment services providers and persons mentioned in article L. 421-17 are required to inform investors, before entering into business relations with them, of the existence of a compensation sch…
…d by the Minister for the Economy. The conditions of this authorisation as well as the organisation and operating procedures of this unit shall be defined by decree. II. - The department referred to i…
…tion to make the declaration referred to in Article L. 54-10-3 is liable to one year's imprisonment and a fine of €15,000 for failing to make this declaration or for providing inaccurate information t…
The Secretary General of the Autorité de contrôle prudentiel et de résolution organises off-site and on-site inspections. The Autorité de contrôle prudentiel et de résolution shall carry out inspectio…
Statutory auditors of portfolio management companies and data communication service providers are bound by professional secrecy with regard to the Autorité des marchés financiers.Statutory auditors ar…
…orities referred to in Article L. 721-4. It periodically publishes statements on changes in charges and differences between institutions. Each year, it draws up an activity report, which is published…
The articles mentioned in the left-hand column of the following table shall apply in New Caledonia, in the wording indicated in the right-hand column of the same table: Articles applicable In the word…
The articles listed in the left-hand column of the table below shall apply in French Polynesia in the wording indicated in the right-hand column of the same table: Applicable articles In the wording r…
I.-Subject to the provisions of II, the articles mentioned in the left-hand column of the following table shall apply in the Wallis and Futuna Islands, in the wording indicated in the right-hand colum…
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