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Showing 2651–2660 of 26227 articles for “Art. 2369 to 2372”
…d publish a shareholder engagement policy describing how they integrate their role as shareholder into their investment strategy. Each year, they publish a report on the implementation of this policy.…
…nsible for making investment decisions. The results obtained are presented in the document referred to in II of article L. 533-22-1. This target is updated each year.
…management companies and investment services providers that provide the investment service referred to in 4 of Article L. 321-1 employ :1° A method of risk management on behalf of third parties that e…
…anagement companies or the AIFs or UCITS they manage: 1° Managers ; 2° Members of the board of directors or management board; 3° Directors of simplified joint stock companies and persons exercising a…
…et management companies shall act honestly, fairly and professionally in the best interests of investors. All information, including promotional communications, sent by an asset management company to…
I.-Portfolio management companies : 1° Put in place rules and procedures to ensure compliance with the provisions applicable to them, including those set out in Article 11 of Regulation (EU) No 648/20…
Failure by the directors of an investment firm or portfolio management company to draw up an inventory for each financial year and prepare annual accounts and a management report in accordance with th…
Legal entities declared to be criminally liable, under the conditions set out in article 121-2 of the French Criminal Code, for the offences defined in article L. 573-9 shall incur, in addition to the…
Natural persons guilty of one of the offences mentioned in article L. 573-15 are also liable to the following additional penalties: 1° Disqualification from civic, civil and family rights, in accordan…
Natural persons guilty of one of the offences mentioned in article L. 573-9 are also liable to the following additional penalties: 1° Disqualification from civic, civil and family rights, in accordanc…
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