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Showing 3061–3070 of 26227 articles for “Art. 2369 to 2372”
Subject to the provisions of I of Article L. 532-9-1, the Autorité des marchés financiers shall be informed in advance of any proposed amendment to the factors taken into account for the authorisation…
…nagement company targeted by the proposed acquisition has sound and prudent management and taking into account the likely influence of the proposed acquirer on the portfolio management company, the su…
…firm or credit institution that does not have its registered office in France, it is also required to provide precise information on the supervision exercised over it and on the structure of the grou…
Articles R. 533-18-3 and R. 533-18-4 apply to portfolio management companies.
I.-The disclosures referred to in II of Article L. 533-22 include the following information: 1° The most significant medium- and long-term risks associated with the investments made under the contract…
I.-This article applies to entities subject to Article L. 533-22-1. For the credit institutions and investment firms mentioned in Article L. 511-4-3, this article applies to portfolio management activ…
I.-The shareholder engagement policy referred to in I of Article L. 533-22 describes the way in which the following elements in particular are ensured: 1° Monitoring of strategy, financial and non-fin…
…d and the resolution board shall assess the potential effects of disclosure of information relating to the entity concerned or to the resolution procedure. In particular, they shall assess the potenti…
The cooperation agreements entered into pursuant to Article L. 632-13-1 with the competent supervisory authorities and the resolution authorities shall be authorised by the college of supervisors or t…
…ollege of resolution authorities and coordinates all its activities;3° Informs the members referred to in II of Article L. 613-59 of scheduled meetings of the college so that they may ask to attend;4°…
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