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Showing 6801–6810 of 32116 articles for “Art. 25-12 to 25-18”
I. - Listed legal persons and establishments shall notify the Commission of any significant changes to the information they have provided in support of their application.II. - Listed legal persons and…
I.-To be included on the list provided for in 1° of Article L. 122-5-1, the legal entity or establishment must, in support of its request sent to the Commission by registered letter with acknowledgeme…
…its registered office in a State which is neither a Member State of the European Union nor a party to the Agreement on the European Economic Area, the Autorité de contrôle prudentiel et de résolution…
The Autorité de contrôle prudentiel et de résolution may require a Class 2 or Class 3 investment firm to comply with a specific liquidity requirement where, on the basis of the controls and examinatio…
Class 1 bis investment firms are subject to the provisions of articles L. 511-41 to L. 511-50-1, with the exception of I of article L. 511-45, and are not subject to the provisions of article L. 533-4…
The Autorité de contrôle prudentiel et de résolution shall notify the Conseil de résolution unique of any additional capital requirements in accordance with Article L. 533-4-4 and any expected adjustm…
The Autorité de contrôle prudentiel et de résolution may require Class 2 investment firms and the firms referred to in Article 46(2) of Regulation (EU) 2019/2033 to publish, more than once a year, wit…
…amount, type and distribution of internal capital and liquid assets which they consider appropriate to cover the nature and level of risks which they may impose on other entities and to which they are…
The Autorité de contrôle prudentiel et de résolution may impose on a Class 2 investment firm an additional capital requirement in excess of the minimum amount provided for by the applicable regulation…
The Autorité de contrôle prudentiel et de résolution may require Class 2 and Class 3 investment firms to make additional or more frequent disclosures than those provided for in Title III of Book V or…
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