Article D533-12
The retail client may waive part of the protection afforded by the rules of conduct. In this case, the investment services provider other than an asset management company may treat the retail client a…
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Showing 7431–7440 of 68819 articles for “Art. 298 sexdecies A and B”
The retail client may waive part of the protection afforded by the rules of conduct. In this case, the investment services provider other than an asset management company may treat the retail client a…
1° The service of custody of digital assets on behalf of third parties consists of controlling, on behalf of a third party, the means of access to the digital assets registered in the shared electroni…
Subsections 2 and 3 of this section apply to class 2 and class 3 investment firms under the conditions defined in Article L. 533-24-2.
For the authorisation procedure for the service providers mentioned in Article L. 547-1, the Autorité des marchés financiers shall assess the completeness of the application within twenty-five working…
Before concluding the loan agreement, the intermediary in participative financing :1° Tells each co-contractor:a) The amount of money made available under the contract between the lender and the proje…
For the application of III of Article L. 561-5, the persons mentioned in 2° to 2°e and 3°a of Article L. 561-2 shall identify and verify the identity of the beneficiaries of life insurance or capitali…
I. - For the purposes of 1° of article L. 561-10, a person exposed to particular risks by virtue of their duties is a person who holds or has held for less than one year one of the following positions…
The identity of the customer and, where applicable, the beneficial owner may only be verified, pursuant to IV of Article L. 561-5, during the establishment of the business relationship, under the foll…
For the application of Article L. 561-15-1, the persons mentioned in 1° to 1°c of Article L. 561-2 shall transmit to the department mentioned in Article L. 561-23 the information relating to the trans…
I.- Pursuant to the sixth paragraph of Article L. 54-10-3, the ISP shall declare to the AMF any change relating to the persons mentioned in 1° and 2° of Article L. 54-10-3 or any event likely to call…
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