Article L522-11-3
…ce provider may no longer provide the payment service referred to in 8° of II of Article L. 314-1 ; 3° It may only refer to its status as an account information service provider by stating that its re…
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Showing 3901–3910 of 62625 articles for “Art. 3° and Art. 212”
…ce provider may no longer provide the payment service referred to in 8° of II of Article L. 314-1 ; 3° It may only refer to its status as an account information service provider by stating that its re…
…ect to specific conditions that meet the purpose set out in the ninth paragraph of Article L. 532-2 and the fifth paragraph of Article L. 532-3, or be subject to compliance with commitments made by th…
…l et de résolution also has the power to oppose, in accordance with the provisions of Article 8(14) and Article 19 of Council Regulation (EC) No 2157/2001 of 8 October 2001 on the Statute for a Europe…
I.-Investment firms and investment holding companies with a branch or subsidiary that is a financial institution within the meaning of Article 4(1), point 26 of Regulation (EU) No 575/2013 in a Member…
In this sub-section and for the purposes of the provisions relating to algorithmic trading : 1° "algorithmic trading" means trading in financial instruments in which a computer algorithm automatically…
By way of derogation from this section, class 1 bis investment firms shall apply the provisions of articles L. 511-51 to L. 511-102.
The Autorité de contrôle prudentiel et de résolution shall assess and monitor, taking into account the size, risk profile and business model of the investment firm, the systems, strategies and procedu…
…strengthening its capital base; 2° Limit variable remuneration as a percentage of total net income; 3° Publish additional information.
…non-monetary benefits that are likely to improve the quality of the service provided to a customer and whose size and nature are such that they cannot be considered to interfere with the service prov…
…he risk committee set up pursuant to the provisions of Article L. 533-31 have the knowledge, skills and expertise to enable them to understand, manage and monitor the investment firm's risk strategy a…
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