Article L517-4-3
…any is an investment holding company in a Member State which is part of a group of investment firms and which is not itself a subsidiary of an investment firm authorised in a Member State or of anothe…
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Showing 4551–4560 of 67915 articles for “Art. 3° and II”
…any is an investment holding company in a Member State which is part of a group of investment firms and which is not itself a subsidiary of an investment firm authorised in a Member State or of anothe…
The banking and payment services intermediaries defined in Article L. 519-1 are registered in the single register referred to in Article L. 546-1.
…c money institutions that provide payment services, payment institutions, intermediaries in banking and payment services, intermediaries in participative financing, providers of participative financin…
…r similar, subject to specific legislative or regulatory provisions or a special public law regime, and enabling the acquisition of specific categories of goods or services from suppliers who have con…
…that provides payment services, a payment institution, another intermediary in banking transactions and payment services, a participative finance intermediary, a participative finance service provider…
…ils to inform the Autorité de contrôle prudentiel et de résolution of major changes in this regard. II. - Withdrawal of registration takes effect on expiry of a period determined by the Autorité de co…
…ect to specific conditions that meet the purpose set out in the ninth paragraph of Article L. 532-2 and the fifth paragraph of Article L. 532-3, or be subject to compliance with commitments made by th…
…l et de résolution also has the power to oppose, in accordance with the provisions of Article 8(14) and Article 19 of Council Regulation (EC) No 2157/2001 of 8 October 2001 on the Statute for a Europe…
I.-Investment firms and investment holding companies with a branch or subsidiary that is a financial institution within the meaning of Article 4(1), point 26 of Regulation (EU) No 575/2013 in a Member…
In this sub-section and for the purposes of the provisions relating to algorithmic trading : 1° "algorithmic trading" means trading in financial instruments in which a computer algorithm automatically…
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