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Showing 2051–2060 of 61415 articles for “Art. 325-5 and 325-6”
By way of derogation from article L. 519-6 and as part of the provision of an independent advisory service within the meaning of article L. 519-1-1, intermediaries in banking and payment services may…
…ation from article L. 525-3, a provider of electronic communications networks or services may issue and manage electronic money, in addition to electronic communications services, for a subscriber to…
…investment firm to comply with a specific liquidity requirement where, on the basis of the controls and examinations carried out in accordance with Article L. 533-2-3, it finds that a Class 2 investme…
Investment service providers other than portfolio management companies shall ensure and be able to demonstrate to the AMF that the natural persons who provide investment advice or information on finan…
…making strategy must comply with the following conditions, taking into account the liquidity, size and nature of the market and the characteristics of the financial instrument concerned: 1° They carr…
…ceiling that it is up to the investment firm to define, taking into account its business activities and the risks associated therewith, as well as the impact that the persons mentioned in this article…
…the parent undertaking of a group, it shall notify its intentions to the European Banking Authority and, where appropriate, to the other competent authorities.In reaching its decision, the Autorité de…
…es within the meaning of Article 4(1)(40) of Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013 which have authorised or supervise the parent undertaking.
I. - Notwithstanding the provisions of Article L. 613-31-3, the decision to adopt a reorganisation measure or to open winding-up proceedings shall not affect :1° The rights in rem, within the meaning…
The provisions relating to public offers mentioned in Article L. 433-3 do not apply to measures taken by the collège de résolution under this section.
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