Article L612-39
…the persons referred to in I of Article L. 612-2, with the exception of those referred to in 4a, 5° and 11° of A and 4° of B, has breached a European, legislative or regulatory provision that the AMF…
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Showing 7941–7950 of 65739 articles for “Art. 384 and Cass. 1ère civ. 6-3-2013 n° 11-26.728 FS-PBI”
…the persons referred to in I of Article L. 612-2, with the exception of those referred to in 4a, 5° and 11° of A and 4° of B, has breached a European, legislative or regulatory provision that the AMF…
…iquidation proceedings in respect of a credit institution or an investment firm, the guarantee fund and the depositors are exempt from the declaration provided for in Article L. 622-24 of the French C…
I. - The following are subject to the obligation to draw up and maintain a preventive recovery plan:1° Credit institutions subject to direct supervision by the European Central Bank pursuant to Articl…
…eventive resolution plan for that person, after obtaining the opinion of the collège de supervision and, where appropriate, after consulting the resolution authorities responsible for the person's mat…
…e résolution shall exchange with the competent authorities within the meaning of Articles L. 511-21 and L. 532-16, information relating to credit institutions and investment firms benefiting from the…
…this section apply to the following persons:1° The credit institutions defined in Article L. 511-1 and the central bodies mentioned in Article L. 511-30 ; 2° Investment firms within the meaning of Ar…
…of significant importance are located. It shall ensure that they comply with the requirements of IV and VI of Article L. 613-35 and the regulatory provisions adopted for its application. In particular…
…of the European Union where branches of significant importance are established;3° Where applicable and subject to equivalent confidentiality obligations, to the other competent authorities referred t…
The provisions relating to the safeguarding, reorganisation and liquidation of credit institutions and investment firms set out in articles L. 613-25 to L. 613-30 and L. 211-10 do not apply to legal p…
…tion is responsible for monitoring compliance by the institutions referred to in Articles L. 511-22 and L. 511-23 with the legislative and regulatory provisions applicable to them under the terms of A…
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