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Showing 1171–1180 of 66668 articles for “Art. 387-1 and 505”
…ance company is of significant importance in view of its internal organisation or the nature, scale and complexity of its activities.The rules limiting the number of directorships provided for in II t…
The Autorité des marchés financiers shall notify the European Securities and Markets Authority of any authorisation granted to an investment services provider other than a portfolio management company…
…shall provide the canvassed person with information concerning: 1° The identity, principal activity and geographical address at which the financial services provider is established, as well as any oth…
…on behalf of the authorities referred to in Article L. 341-7 . The procedures for managing the file and the relations between the Banque de France and the authorities concerned are set out in an agree…
…le is as follows:1° The direct seller's registration number;2° The name, surname, first names, date and place of birth of the direct seller, natural person;3° The business address of the direct seller…
The Autorité des marchés financiers shall notify the European Securities and Markets Authority of the trading halt parameters referred to in II of Article L. 420-3 that are notified to it by trading v…
…1126/2008 of 3 November 2008 or, where the institution is not subject to international accounting standards, that of trading securities.II. - Where the credit institution, financial holding company or…
Mutual and cooperative banks, local savings companies and mutual guarantee companies guaranteeing loans granted by a banque populaire, governed by law no. 47-1775 of 10 September 1947 on the status of…
…ions of the third paragraph of Article L. 421-3, it shall immediately inform the market undertaking and shall then have a period of three months in which to make known its decision to confirm this mea…
…e declared no later than five days before its expiry date. Failure by the persons referred to in 1° and 3° of article L. 341-3 to notify the authorities to which they are subject of the renewal of a d…
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