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Showing 721–730 of 66668 articles for “Art. 387-1 and 505”
…plaints from any interested party that fall within the remit of the Autorité des marchés financiers and to take appropriate action. It carries out its mediation role with regard to consumers under the…
…h was committed or, if the breach is concealed or hidden, the day on which the breach came to light and was ascertained under conditions allowing the AMF to carry out its investigative or supervisory…
…hoice. The procedures for summoning the person or for receiving his or her explanations on the spot and the conditions under which this right is exercised are determined by decree of the Conseil d'Eta…
…utre-mer, the Institut d'émission d'outre-mer, the Autorité de contrôle prudentiel et de résolution and the Autorité des marchés financiers shall cooperate with each other. They shall provide each oth…
…suers. To this end, it may require issuers, the persons that control them or are controlled by them and their statutory auditors to provide all relevant documents and information. It may order these i…
Any breach by financial investment advisers as defined in article L. 541-1 of the laws, regulations and professional obligations applicable to them is subject to sanctions imposed by the Enforcement C…
…d may publish a statement specifying the identity of the natural person or legal entity in question and the nature of the breach. II. - After giving the person concerned the opportunity to present its…
For the purposes of the supplementary supervision provided for in this chapter, the Autorité de contrôle prudentiel et de résolution may enter into the agreements provided for in Article L. 633-5 with…
Controls carried out pursuant to Articles L. 632-12 and L. 632-13 by representatives of a foreign supervisory authority entrusted with a mission similar to that entrusted in France to the Autorité de…
…failed to comply with an injunction, it may impose the penalties provided for in Articles L. 612-39 and L. 612-40 on the mixed financial holding company.III. - The competent sectoral authorities, incl…
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