Article L533-12-4
…nies shall not pay or receive any remuneration or commission or provide or receive any non-monetary benefit in connection with the provision of an investment or related service to any person, other th…
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Showing 7361–7370 of 26171 articles for “Art. 4 B”
…nies shall not pay or receive any remuneration or commission or provide or receive any non-monetary benefit in connection with the provision of an investment or related service to any person, other th…
…e of Regulation (EU) 2019/2033; 2° The Authority has evidence that the investment firm is likely to breach the provisions of this Title or those of the same Regulation within the next twelve months. I…
Financial investment advisers as defined in article L. 541-1 are registered in the single register mentioned in article L. 546-1.
A decree in the Conseil d'Etat shall lay down the conditions for the application of this sub-section.
…referred to in Article L. 561-2 shall apply the due diligence measures intended to implement their obligations under this chapter on the basis of an assessment of the risks presented by their activiti…
…I of Article L. 561-36 shall put in place procedures to ensure that any failure to comply with the obligations defined in this Title and supervised by one or other of these authorities is reported to…
…I of Article L. 561-36, shall report to the Registrar of the Commercial Court any discrepancy they observe between the information recorded in the register of beneficial owners referred to in Article…
At the request of the company or entity referred to in 1° to 3° of Article L. 561-45-1, the beneficial owner shall provide it with all the information required to comply with the obligation referred t…
The following are required to obtain and keep accurate and up-to-date information on their beneficial owners as defined in Article L. 561-2-2 : 1° Where they are established on French territory in acc…
…e company and which form a trade union section may appoint, for the duration of their mandate, a member of the staff delegation to the social and economic committee as a representative of the trade un…
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