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Showing 1071–1080 of 57563 articles for “Art. 411-20 and 422-21”
…The fund's portfolio management company informs each unitholder of the number of shares subscribed and sends them a registered statement showing the date on which the shares can be sold.
Notwithstanding articles R. 214-207 to R. 214-214, the provisions of this paragraph shall apply to the company mutual funds mentioned in I of article L. 214-165-1. Articles R. 214-32-9 to D. 214-33 ap…
…t the fund may invest up to 10% of its assets in the assets mentioned in II of article R. 214-32-18 and in article R. 214-32-19 of this code, except in the case of a fund set up to manage securities i…
Articles L. 214-24-34, L. 214-24-41, L. 214-24-55, R. 214-32-33, R. 214-32-35 and R. 214-32-40 as well as the provisions of this paragraph are applicable to each of the sub-funds of the fonds communs…
…d by the company, under the supervision of the statutory auditor, at least once each financial year and each time that an event or series of events occurring during a financial year are likely to lead…
…referred to in Article L. 533-30 with the long-term interests of the investment firm, its creditors and its clients, as referred to in the same Article.
…urse may also take into account the failure to comply with the requirements relating to good repute and competence applicable to the person concerned.
When the Autorité de contrôle prudentiel et de résolution proposes to the European Central Bank that the authorisation of the credit institution in question be withdrawn, it shall first obtain the opi…
If the agreement on objectives and resources referred to in article L. 6332-2 is not concluded, the expenditure referred to in article R. 6332-17 may not exceed the minimum amount referred to in the t…
…e L. 1126-20 shall also be liable to the following penalties: 1° Disqualification from civic, civil and family rights, in accordance with the provisions ofarticle 131-26 of the French Criminal Code; 2…
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