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Showing 1991–2000 of 68985 articles for “Art. 459-2 and 479 al. 1”
Services related to investment services include: 1. Custody account-keeping of financial instruments on behalf of third parties and ancillary services such as the keeping of cash accounts correspondin…
Subject to the provisions below, the Deposit Guarantee and Resolution Fund manages the securities guarantee mechanism. Where applicable, articles L. 312-5 to L. 312-15, 3°, 4°, 5°, 7° and 9° of articl…
The investment service provider defined in Article L. 531-1, the entity providing investment services without being subject to the authorisation procedure provided for in Article L. 531-2 and the fina…
Each unit of electronic money is issued without delay against the remittance of funds.
The rules on direct marketing by banks or financial institutions do not apply to :1° Contacts with qualified investors as defined in Article L. 411-2 .1 and with legal entities whose balance sheet tot…
…ons in the same materials, or in syndicates whose object is transactions based on price differences and relating to the same materials, shall be deemed to be canvassing in respect of the materials ref…
…is a form of trading in which a person, the facilitator, acts as an intermediary between the buyer and the seller involved in the trade, so that there is no exposure to market risk throughout the exe…
…commercial company. Where the market undertaking manages a regulated market, its registered office and effective management are established in mainland France or in the overseas departments or the De…
Investment firms and credit institutions authorised in a Member State of the European Union or in a State party to the Agreement on the European Economic Area other than France to execute orders on be…
…on of financial services to a consumer is preceded by canvassing within the meaning of article L. 341-1, article L. 341-12 applies in place of article L. 222-5 of the Consumer Code and references to t…
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