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Showing 3511–3520 of 64426 articles for “Art. 477 al. 3 and al. 4”
Pursuant to Article V of Article L. 532-39, in the event of a difference of opinion between the Autorité des marchés financiers and the European Securities and Markets Authority :1° The Autorité des m…
I. - On receipt of an application for authorisation as referred to in Article L. 532-49, the Autorité de contrôle prudentiel et de résolution shall check that it is complete and, if so, shall proceed…
…f of its members subject to the requirement of good repute referred to in articles L. 500-1, L. 519-3-3 and R. 519-6 meet this requirement. To this end, any person applying for membership or renewal t…
…with the obligation to take out the professional indemnity insurance referred to in Article L. 519-3-4. In particular, it verifies that this contract, where required, covers the activities carried ou…
…shall check that it includes all the information required under the terms of I or II ofArticle R. 532-1 , as applicable, and, if so, shall examine it. If not, it will ask the applicant to provide the…
In the notification referred to in I of Article L. 532-34, the Autorité des marchés financiers shall send the European Securities and Markets Authority the AIFM's assessment of the reference Member St…
The association ensures that its members comply with the obligation to offer their customers recourse to a consumer mediator in accordance with the first paragraph of article L. 612-1 of the French Co…
The application for authorisation referred to in Article L. 532-49 shall include : 1° The name of the authority responsible for supervising the third-country undertaking in its home country. If severa…
I. - Where, pursuant to paragraph 3 of Article 47 of Regulation (EU) No 600/2014 of 15 May 2014, a branch authorised in France of a third-country firm benefiting from an equivalence decision provided…
…nclusion of any banking transaction or the provision of any payment service or any preparatory work and advice, the intermediary shall inform the customer, including the potential customer: 1° The num…
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