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Showing 3521–3530 of 64426 articles for “Art. 477 al. 3 and al. 4”
…taff of its members comply with the conditions of professional competence set out in article L. 519-3-3 , depending on the nature of the activity carried out and the products distributed, in accordanc…
I. - The period referred to in Article L. 532-9 is suspended while the European Securities and Markets Authority examines the notification provided for in Article L. 532-37.II. - Where the Autorité de…
…vities mentioned in article L. 511-6 when they may be useful in assessing the customer's background and, where applicable, the risk incurred. II. - Intermediaries must refrain from transmitting false…
The amount stipulated in the fourth paragraph of II of article L. 526-19 is set at 250 euros.
In the case provided for in Article L. 532-33, the Autorité des marchés financiers shall participate, with the competent authorities of the other possible reference Member States, in the joint procedu…
The provisions of article R. 532-2 apply to branches of third-country undertakings authorised in France.
For the purposes of Article L. 532-28, the expression "reference Member State of an AIFM established in a third country" means :1° Where the AIFM intends to manage one or more European Union AIFs esta…
If the purpose of the association covers activities other than insurance broking, the association may offer its members a single mediator for all these activities, provided that the mediator is regist…
The activity of providers of participative financing services referred to in article L. 547-4 relates exclusively to offers of shares in cooperative societies constituted in the form of a public limit…
…nce, economics or business sciences, management sciences, physical sciences, mathematics or banking and financial law, registered in the national directory of professional certifications mentioned in…
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