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Showing 4171–4180 of 68984 articles for “Art. 494-1 al. 1 and al. 2”
…plaints from any interested party that fall within the remit of the Autorité des marchés financiers and to take appropriate action. It carries out its mediation role with regard to consumers under the…
…h was committed or, if the breach is concealed or hidden, the day on which the breach came to light and was ascertained under conditions allowing the AMF to carry out its investigative or supervisory…
…hoice. The procedures for summoning the person or for receiving his or her explanations on the spot and the conditions under which this right is exercised are determined by decree of the Conseil d'Eta…
The AMF shall ensure that issuers referred to in Article L. 451-1-2 or issuers whose securities are admitted to trading on a multilateral trading facility subject to the provisions of II of Article L.…
Any breach by financial investment advisers as defined in article L. 541-1 of the laws, regulations and professional obligations applicable to them is subject to sanctions imposed by the Enforcement C…
I. - In the event of the breaches referred to in II of Article L. 621-15, the AMF Board may publish a statement specifying the identity of the natural person or legal entity in question and the nature…
For the purposes of the supplementary supervision provided for in this chapter, the Autorité de contrôle prudentiel et de résolution may enter into the agreements provided for in Article L. 633-5 with…
Controls carried out pursuant to Articles L. 632-12 and L. 632-13 by representatives of a foreign supervisory authority entrusted with a mission similar to that entrusted in France to the Autorité de…
…ulated entities of a financial conglomerate comply with the requirements referred to in Article L. 517-8 but that their solvency may nevertheless be jeopardised, or that the transactions between the e…
…ntrôle prudentiel et de résolution may be extended to the legal entities referred to in Article L. 612-26 located in another Member State of the European Union or in another State party to the Agreeme…
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