Article L519-13
I.-The professional associations referred to in I of Article L. 519-11 are approved by the Autorité de contrôle prudentiel et de résolution, which verifies their representativeness, the competence and…
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Showing 8111–8120 of 17962 articles for “Art. 5 avr. 2011”
I.-The professional associations referred to in I of Article L. 519-11 are approved by the Autorité de contrôle prudentiel et de résolution, which verifies their representativeness, the competence and…
A decree in the Conseil d'Etat shall specify the terms and conditions for the application of this section.
Bank and payment services intermediaries shall inform the association of which they are members of any change in the information concerning them and of any fact that may affect their membership of the…
I.-For the purposes of their registration in the register referred to in I of Article L. 546-1, the banking and payment services intermediaries referred to in Article L. 519-1 and their agents shall j…
…gal representatives, directors, staff and agents of the associations referred to in I of Article L. 519-11 of this Code are bound by professional secrecy in the context of the tasks referred to in I,…
…nvestment services referred to in Article L. 321-1 (4) are subject to the provisions of Articles L. 533-22 and L. 533-22-1 in the same way as the portfolio management companies referred to therein.
For the application of articles L. 1226-15, L. 1234-9, L. 1235-3, L. 1235-3-1, L. 1235-11 and L. 1235-16 of the Labour Code, the determination of the indemnity payable by the employer does not take in…
…ortfolio management companies draw up a non-financial performance statement pursuant toArticle L. 225-102-1 of the Commercial Code, this statement shall include information on the implementation of th…
I. In the management of collective investments, portfolio management companies shall take all reasonable steps to obtain the best possible result in executing orders, taking into account price, cost,…
Portfolio management companies are prohibited from receiving deposits of funds, securities or gold from their clients.
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