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Showing 6211–6220 of 18228 articles for “Art. 5° ter”
…des to initiate sanction proceedings, the statement of objections is sent to the respondent by registered letter with acknowledgement of receipt, by hand delivery against a receipt or by bailiff's dee…
…ust be made in the following form and under the following conditions:1° The request is sent by registered letter with acknowledgement of receipt to the chairman of the Enforcement Committee;2° In the…
…ctions should be notified to one or more persons other than those implicated, he shall refer the matter to the Board. The Board will rule on the rapporteur's request in accordance with the conditions…
…embers of the panel who took the decision. The person concerned is notified of the decision by registered letter with acknowledgement of receipt, by hand-delivery against a receipt or by bailiff's dee…
A member of the Enforcement Committee who, without prejudice to the cases provided for in Article 12 of the aforementioned Act of 20 January 2017, assumes that he or she is a ground for disqualificati…
The Autorité des marchés financiers shall, where appropriate, inform the European Commission and the competent authorities of the other Member States of the European Union of the decisions it takes pu…
The Board's decision can only be appealed together with the decision on the grievances.
…rticle R. 621-40.The notifications provided for in 1° and 2° are made to the accused person by registered letter with acknowledgement of receipt, by hand delivery against a receipt or by bailiff's dee…
The request for recusal shall be made by a document delivered to the secretariat of the Commission, which shall issue a receipt, or by a statement recorded by the secretariat in the minutes.It must, o…
…ing or the withdrawal of the professional licence has been paid in full;4° No conviction has been entered in bulletin no. 3 of the criminal record subsequent to the sanction, nor has any new sanction…
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