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Showing 8321–8330 of 18228 articles for “Art. 5° ter”
…and their ability to ensure the performance and continuity of their missions through appropriate material and human resources. The Autorité de contrôle prudentiel et de résolution may withdraw the au…
A decree in the Conseil d'Etat shall specify the terms and conditions for the application of this section.
Bank and payment services intermediaries shall inform the association of which they are members of any change in the information concerning them and of any fact that may affect their membership of the…
I.-For the purposes of their registration in the register referred to in I of Article L. 546-1, the banking and payment services intermediaries referred to in Article L. 519-1 and their agents shall j…
…d 226-14 of the Criminal Code. This secrecy may not be invoked against the body that keeps the register referred to in I of Article L. 546-1 of this Code, the Autorité de contrôle prudentiel et de rés…
Investment firms providing the investment services referred to in Article L. 321-1 (4) are subject to the provisions of Articles L. 533-22 and L. 533-22-1 in the same way as the portfolio management c…
…L. 1226-15, L. 1234-9, L. 1235-3, L. 1235-3-1, L. 1235-11 and L. 1235-16 of the Labour Code, the determination of the indemnity payable by the employer does not take into account, pursuant to article…
…cy on the inclusion in their investment strategy of environmental, social and governance quality criteria and the means implemented to contribute to the energy and ecological transition, as well as a…
I. In the management of collective investments, portfolio management companies shall take all reasonable steps to obtain the best possible result in executing orders, taking into account price, cost,…
Portfolio management companies are prohibited from receiving deposits of funds, securities or gold from their clients.
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