Article L313-49-1
A decree of the Conseil d'Etat shall determine the conditions under which this sub-section shall apply to finance companies.
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Showing 2081–2090 of 65989 articles for “Art. 505 al. 2 and al. 4”
A decree of the Conseil d'Etat shall determine the conditions under which this sub-section shall apply to finance companies.
Market undertakings and their appointments committees shall call on a wide range of qualities and skills when recruiting the persons referred to in article L. 421-7 and, to this end, shall implement a…
The credit institutions and finance companies mentioned in this chapter shall indicate in their annual report the amount and characteristics of the loans they finance or distribute as defined in III o…
…rading venue or for which a request for admission to trading on a trading venue has been submitted ;2° Financial instruments other than those referred to in 1° whose price or value depends on the pric…
The obligations set out in Article L. 451-1-2 do not apply to the following issuers: 1° The States party to the Agreement on the European Economic Area and their local authorities; 2° The European Cen…
Article L. 533-22-1 is applicable to credit institutions and investment firms for their activities of portfolio management on behalf of third parties and investment advice within the meaning of Articl…
…s end, the Autorité de contrôle prudentiel et de résolution consults the European Banking Authority and the relevant competent authorities of the other Member States of the European Union or the other…
I.-The Autorité de contrôle prudentiel et de résolution may order a person referred to in 1°, 4°, 9° and 10° of A of I of Article L. 612-2, a class 1 bis investment firm or, with the exception of firm…
I. - Without prejudice to Articles L. 511-41-3 and L. 612-30 to L. 612-34, the Autorité de contrôle prudentiel et de résolution may order a credit institution, a class 1 bis investment firm or a finan…
Banking and payment services intermediaries must behave honestly, fairly, transparently and professionally, taking into account the rights and interests of customers, including potential customers. Ba…
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