Article D214-34-1
Article D. 214-32-31 II does not apply to private equity funds.
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Showing 471–480 of 68307 articles for “Art. 515-3 and 515-3-1”
Article D. 214-32-31 II does not apply to private equity funds.
…e amount of cash proceeds from the securities held in the associated securities account, repayments and the amount of sales of these securities. The account is debited with the amount of subscriptions…
A groupement forestier d'investissement may merge with a société d'épargne forestière, another groupement forestier d'investissement or a groupement forestier managing an estate whose forests are subj…
…s the business of the credit institution or finance company within the meaning of Article L. 511-13 and each member of the Board of Directors, the Supervisory Board, the Management Board or any other…
The accounting, prudential and internal control obligations applicable to Caisse des dépôts et consignations are set out in Decree 2020-94 of 5 February 2020.
I.-Banking and payment services intermediaries within the meaning of Article L. 519-1 and their staff update their professional knowledge and skills, as part of ongoing training, through professional…
…wdfunding pursuant to Article L. 548-5 shall include cover of not less than 250,000 euros per claim and 500,000 euros per insurance year. Where the policy is taken out by an intermediary in the field…
Members of staff of an investment firm who have been given authority to sign on behalf of that firm may not take up any other employment or perform any paid work outside that firm without first inform…
Subsections 2 and 3 of this section apply to class 2 and class 3 investment firms under the conditions defined in Article L. 533-24-2.
For the application of III of Article L. 561-5, the persons mentioned in 2° to 2°e and 3°a of Article L. 561-2 shall identify and verify the identity of the beneficiaries of life insurance or capitali…
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