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Showing 521–530 of 66692 articles for “Art. 727-1 and 728”
Any breach of the laws, regulations and professional obligations applicable to banking or financial canvassing committed by the persons mentioned in 1°, 3°, 5°, 7° and 8° of article L. 341-3 and in ar…
…in 1° or 4° of article L. 341-3 of a banking or related transaction as defined in articles L. 311-1 and L. 311-2; 3° The provision by one of the persons referred to in 1° of Article L. 341-3 of an inv…
…s concluded ; 2° Or from the day on which the person being canvassed receives the contractual terms and conditions and the information, if this latter date is later than that mentioned in 1°. II-When…
…ceive information laid down by decree in the Conseil d'Etat, relating in particular to: 1° The name and business address of the natural person canvassing ; 2° The name, address and, where applicable,…
Peddling and canvassing for the sale, purchase or exchange of gold ingots, bars, foreign currencies and demonetised gold coins are prohibited. Anyone who goes to the homes of private individuals, othe…
…a payment service or a transaction in miscellaneous goods is concluded between the person canvassed and the establishment, firm or legal entity authorised to carry out these activities, without the di…
…° Products covered by Article L. 214-42 as it read prior toOrder 2011-915 of 1 August 2011 on UCITS and the modernisation of the legal framework for asset management and by Article L. 214-169 ; 4° Fin…
…ticle L. 341-16 . The first paragraph of this article does not apply to the persons mentioned in 7° and 8° of article L. 341-3 when they engage in a banking or financial canvassing activity mentioned…
…ect marketers shall enquire about the financial situation of the person canvassed, their experience and their investment or financing objectives. These provisions do not apply in the case of mailings…
Position limits and position management controls shall be transparent and non-discriminatory, shall state how they apply to persons and shall take into account the nature and composition of market par…
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