Article 695-9-30-1
For the application of Regulation (EU) 2018/1805 of the European Parliament and of the Council of 14 November 2018 on the mutual recognition of freezing orders and confiscation orders, the competent a…
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Showing 1921–1930 of 61284 articles for “Art. 763 and 764 · Cass. 1re civ. 14 March 2018”
For the application of Regulation (EU) 2018/1805 of the European Parliament and of the Council of 14 November 2018 on the mutual recognition of freezing orders and confiscation orders, the competent a…
I. The sums or securities distributed by a mutual fund, excluding the distributions mentioned in 7 and 7a of II of article 150-0 A and the allocation of mutual fund units received as part of a demerge…
Failure to comply with Article 5(d)(3) and (8) and Articles 8 and 9 of Regulation (EU) No 260/2012 of the European Parliament and of the Council of 14 March 2012 establishing technical and commercial…
The administrative authority responsible for competition and consumer affairs is the competent authority to impose the administrative fines provided for in article L. 362-1 of this Code, under the con…
The enforcement measures provided for in Article L. 412-1 : 1° The provisions of Articles 11 and 12, paragraphs 1, 2 and 5 of Article 13, Article 14, Article 15 and paragraphs 1 and 2 of Article 15a o…
…nishable by an administrative fine, the amount of which may not exceed €15,000 for a natural person and €75,000 for a legal entity. This fine is imposed under the conditions set out in Chapter II of T…
…tor shall be barred after three years from the due date. The bearer's actions against the endorsers and against the drawer shall be barred after one year from the date of the protest drawn up in due t…
Articles R. 626-52 to D. 626-65 are applicable to receivership proceedings. The administrator, with the assistance of the debtor, exercises the prerogatives vested in the latter.
Statutory auditors of portfolio management companies and data communication service providers are bound by professional secrecy with regard to the Autorité des marchés financiers.Statutory auditors ar…
The Autorité des marchés financiers may ask the statutory auditors of an investment services provider, an AIF, a market undertaking or an intermediary authorised to hold or administer financial instru…
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