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Showing 3361–3370 of 64430 articles for “Art. 831-3 and 832-4”
…e résolution shall exchange with the competent authorities within the meaning of Articles L. 511-21 and L. 532-16, information relating to credit institutions and investment firms benefiting from the…
…this section apply to the following persons:1° The credit institutions defined in Article L. 511-1 and the central bodies mentioned in Article L. 511-30 ; 2° Investment firms within the meaning of Ar…
…of significant importance are located. It shall ensure that they comply with the requirements of IV and VI of Article L. 613-35 and the regulatory provisions adopted for its application. In particular…
…of the European Union where branches of significant importance are established;3° Where applicable and subject to equivalent confidentiality obligations, to the other competent authorities referred t…
The provisions relating to the safeguarding, reorganisation and liquidation of credit institutions and investment firms set out in articles L. 613-25 to L. 613-30 and L. 211-10 do not apply to legal p…
…tion is responsible for monitoring compliance by the institutions referred to in Articles L. 511-22 and L. 511-23 with the legislative and regulatory provisions applicable to them under the terms of A…
…n. These plans shall provide for the resolution measures that may be taken pursuant to Subsection 9 and Subsection 10 of this Section when the conditions for triggering a resolution procedure mentione…
…e la législation et de la réglementation financières have the necessary time to prepare for, attend and participate in meetings. This time is treated as actual work for the purposes of determining ent…
…y written consultation.A Conseil d'Etat decree shall lay down the rules applicable to the procedure and deliberations of the AMF's panels.The Autorité des marchés financiers shall determine in its gen…
…dividual decisions of the Autorité des marchés financiers, other than those relating to the persons and entities referred to in II of Article L. 621-9, including the penalties imposed on them, shall b…
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