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Showing 731–740 of 64430 articles for “Art. 831-3 and 832-4”
When the Autorité de contrôle prudentiel et de résolution becomes aware of misconduct or failure to comply with the legislative or regulatory provisions applicable to statutory auditors committed by a…
…powers to manage or administer, depending on the seriousness of the breach:1° a warning ;2° a reprimand3° A ban on carrying out certain intermediation transactions and any other restrictions on the ex…
The Autorité de contrôle prudentiel et de résolution and the Autorité des marchés financiers shall set up a joint centre responsible for 1° coordinating the proposals for supervisory priorities define…
…ppointed jointly by the Secretaries General of the Autorité de contrôle prudentiel et de résolution and the Autorité des marchés financiers. Under their joint authority, he is responsible for implemen…
The guarantee funds referred to in Articles L. 312-4, L. 313-50 and L. 322-2 of this Code, L. 421-1 and L. 423-1 of the French Insurance Code, L. 431-1 of the French Mutual Code and L. 931-35 of the F…
The Autorité de contrôle prudentiel et de résolution and the Autorité des marchés financiers shall define the operating procedures of the joint centre by agreement. They shall determine, by agreement…
…ency plans, where appropriate jointly with the resolution authorities of the subsidiaries concerned and after consultation, where appropriate, with the resolution authorities of significant branches e…
…Before implementing a measure to reduce the nominal value or conversion of own funds instruments and eligible commitments or a resolution measure, the resolution college shall ensure that a fair, p…
…on of a resolution procedure, in compliance with the conditions set out in I of Article L. 613-50-6 and the confidentiality requirements set out in Articles L. 612-11, L. 612-17, L. 613-34-4 and L. 61…
I. - Notwithstanding any provision or stipulation to the contrary, entities in the same group may enter into an agreement, to which the rules of this sub-section apply, the purpose or effect of which…
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