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Showing 1571–1580 of 14332 articles for “Art. 964 et seq.”
…shall specify the conditions for applying Articles L. 532-10 to L. 532-12. In particular, it shall determine the procedures for publicising decisions to withdraw authorisation or deregister.
A decree shall determine the conditions under which the information provided for in Articles L. 532-23 to L. 532-25-1 shall be communicated to the competent authorities of the Member State concerned.
Electronic money institutions shall provide their customers, as well as any person who so requests, with any useful information on the procedures for protecting the funds collected. Customers shall be…
In order to grant authorisation to an investment firm, the Autorité de contrôle prudentiel et de résolution shall verify that the firm: 1. Has its registered office and effective management in France…
…of Regulation (EU) No 600/2014 of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments apply to the branches referred to in Article L. 532-18-1 in respect of…
…ember State of an AIFM established in a third country is the Member State whose authorities are competent to authorise and supervise the AIFM under the conditions defined by decree of the Conseil d'Et…
Subject to the provisions of article L. 531-2, it is prohibited for any person other than an investment service provider, a third country firm referred to in article L. 532-48 or a person referred to…
…the authorisation granted to the portfolio management company is subject.A decree of the Conseil d'Etat shall determine the criteria to be used by the Autorité des marchés financiers to assess the tr…
…f the European Parliament and of the Council of 13 July 2009 shall submit an application to the competent authorities of the UCITS home Member State, providing these authorities with the documents req…
…tandards Authority), issued after obtaining the opinion of the Comité consultatif de la législation et de la réglementation financières (Advisory Committee on Financial Legislation and Regulation).The…
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