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Showing 1591–1600 of 14332 articles for “Art. 964 et seq.”
…to the Autorité des marchés financiers. The latter shall inform the Autorité de contrôle prudentiel et de résolution.
The provisions of this section do not apply to: 1° Trading platform managers governed by Articles L. 420-18, L. 422-1, L. 424-9, L. 425-9 and L. 425-10 ; 2° Branches of credit institutions referred to…
A decree of the Conseil d'Etat shall determine the procedures to be followed by the Autorité de contrôle prudentiel et de résolution and the Autorité des marchés financiers in exercising the powers ve…
…fit of the provisions of Articles L. 532-16 to L. 532-27: 1° a) The French State, the Caisse de la dette publique and the Caisse d'amortissement de la dette sociale ;b) The Banque de France ;c) The In…
A firm other than an investment firm or an asset management company may not use any name, corporate name, advertising or, in general, any expression suggesting that it is authorised as an investment f…
…nies must obtain authorisation. This authorisation is issued by the Autorité de contrôle prudentiel et de résolution. It is not required for the sole purpose of providing one or more of the services m…
…son or representative offices in France, they must first notify the Autorité de contrôle prudentiel et de résolution, which will inform the Autorité des marchés financiers. These offices shall state t…
…investment service provider benefiting from the regime provided for in Article L. 532-18-1, the competent authorities of the home country to which it belongs may require its branches established in Fr…
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The Minister responsible for the economy shall set the conditions under which investment firms and credit and investment institutions as defined in article L. 516-1 may carry on, on a professional bas…
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