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Showing 1601–1610 of 14332 articles for “Art. 964 et seq.”
…ers. In order to grant authorisation to a portfolio management company, the Autorité shall verify whether the company: 1. Has its registered office and effective management in France ; 2. has sufficie…
The provisions of Articles L. 532-23 and L. 532-24 apply ipso jure to the provision of the investment services mentioned in Article L. 321-1. They may also apply to the joint provision of related serv…
…cify the conditions for the application of articles L. 532-6 and L. 532-7. In particular, it shall set the terms and conditions under which :a) Decisions to withdraw authorisation and to deregister ar…
Where the Autorité de contrôle prudentiel et de résolution or the Autorité des marchés financiers finds that an ISP with a branch in mainland France, Guadeloupe, French Guiana, Martinique, Reunion, Ma…
…quire the management company concerned to put an end to this irregular situation and inform the competent authorities of the management company's home state. If the management company concerned refuse…
…o the Autorité des marchés financiers in accordance with rules laid down by decree in the Conseil d'Etat.Unless the Autorité des marchés financiers has reason to doubt the adequacy of the administrati…
…ramme of operations, the AMF assesses the quality of the programme in the light of the obligations set out in Articles L. 533-25 and L. 533-26, as well as the conditions under which the investment ser…
Each investment firm, market undertaking and clearing house shall join an association of its choice, responsible for the collective representation and defence of the rights and interests of its member…
…aw so provides, professional secrecy may not be invoked against the Autorité de contrôle prudentiel et de résolution, the Autorité des marchés financiers, the Banque de France, the Institut d'émission…
Within the limits of the services it is authorised to provide in its home country, and depending on the authorisation it has received there, any legal or natural person authorised to provide investmen…
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