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Showing 2101–2110 of 9599 articles for “Art. AMF Instruction-Position-Recommendation 2019-12”
The committee is made up of three members. It includes the expert mentioned in the last paragraph of article R. 232-67-10 or the head of the athlete passport management unit when the latter has not ap…
For training courses corresponding to one or more specific environments, the authorisation provided for in articles R. 212-32, R. 212-48, R. 212-64 and R. 212-69-2 cannot be issued to establishments t…
The establishment of branches in States that are not parties to the Agreement on the European Economic Area and the acquisition of all or part of a significant line of business by a credit institution…
I. - Changes in the ownership structure of a credit institution or finance company must be notified to the Autorité de contrôle prudentiel et de résolution.Pursuant to Articles 4 and 15 of Council Reg…
When an investment service provider other than a portfolio management company informs clients that the service referred to in Article L. 321-1 (5) is provided independently :1° It evaluates a sufficie…
Investment service providers may not send, directly or indirectly, by electronic means, promotional communications to clients who are likely to be non-professional, in particular potential clients, re…
Investment service providers other than asset management companies shall not pay or receive any remuneration or commission or provide or receive any non-monetary benefit in connection with the provisi…
Where an investment service provider other than an asset management company offers an investment service together with another service or product as part of a package or as a condition of obtaining th…
In investment firms of significant importance in terms of their size and according to criteria relating to the level of remuneration of the individual, the payment of a portion at least equal to 40% o…
When the psychiatric care measure taken against a person is lifted in application of this chapter or chapters II or III of this title, a psychiatrist from the host establishment will inform the person…
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