Article L421-11
…olders;2. To have at its disposal at all times adequate resources, organisation and monitoring procedures to identify significant risks that could jeopardise the smooth operation of the regulated mark…
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Showing 2541–2550 of 29661 articles for “Art. Aut. conc. n° 11-DCC-150 du 10 Oct 2011”
…olders;2. To have at its disposal at all times adequate resources, organisation and monitoring procedures to identify significant risks that could jeopardise the smooth operation of the regulated mark…
…ng positions, and in particular by ensuring convergence between the prices of commodity derivatives during the delivery month and the spot prices of the underlying, without prejudice to the determinat…
Credit institutions and finance companies must have paid-up initial capital or a paid-up endowment, the minimum amount of which, between one million and five million euros depending on the authorisati…
The directors of a mutual guarantee company are personally liable for any loss resulting from a breach of the articles of association or of the provisions of this section.
…uty Managing Directors, to whom he may delegate some of his powers, to assist him in his management duties.
I.-For the purposes of their registration in the register referred to in I of Article L. 546-1, the banking and payment services intermediaries referred to in Article L. 519-1 and their agents shall j…
The Autorité de contrôle prudentiel et de résolution shall ensure that an intermediate parent undertaking is set up at the head of a group whose parent undertaking is established in a third country wh…
Notwithstanding any clause to the contrary, electronic money issuers remain liable to electronic money holders for electronic money distributed by the persons referred to in Article L. 525-8.
Within a period set by regulation from receipt of the application or, if the application is incomplete, within the same period from receipt of all the information necessary for the decision, the Autor…
Any portfolio management company which has decided to dissolve early before the end of this period remains subject, until the end of its liquidation, to the supervision of the Autorité des marchés fin…
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