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Showing 5441–5450 of 21284 articles for “Art. BOFiP-BIC-CHAMP-40-10-§§ 115 et 165”
The implementation of the remuneration policy is subject, at least once a year, to a central and independent internal assessment in the exercise of supervisory functions. In the branches of third-coun…
The fixed portion of the total remuneration of the persons referred to in Article L. 533-30 represents a sufficiently large portion of the total remuneration to allow the greatest possible flexibility…
…investment firm benefiting from exceptional public financial support is limited to a percentage of net income when it is not compatible with its ability to maintain its capital at a sufficient level a…
…a for the level of remuneration of the person according to which investment firms are required to meet the obligations of the preceding paragraphs. By way of derogation from the provisions of the prec…
…n behalf of a client to whom they have provided advice, under the conditions and within the limits set by the General Regulation of the Autorité des marchés financiers, and carry out other asset manag…
…orité des marchés financiers only after obtaining the assent of the Autorité de contrôle prudentiel et de résolution. Extensions of authorisation are granted under the same conditions. The Autorité de…
Staff performing control functions are independent of the business units they supervise, have the necessary authority and are remunerated on the basis of the achievement of objectives related to their…
Discretionary pension benefits as defined in Article 4(1) 73 of Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013 shall be consistent with the economic strategy…
…e whose sole purpose is the administration of one or more institutions for collective occupational retirement provision; 6° The institutions referred to in Article L. 518-1 ; 7° In accordance with the…
…in a Member State of the European Union and whose shares are admitted to trading on a regulated market established or operating in a Member State of the European Union.
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