Article L533-12-2
…ded independently :1° It evaluates a sufficient range of financial instruments available on the market, which must be sufficiently diversified in terms of their type and their issuers or suppliers to…
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Showing 5671–5680 of 21962 articles for “Art. BOFiP-IS-CHAMP-10-30-§§ 320 et 330”
…ded independently :1° It evaluates a sufficient range of financial instruments available on the market, which must be sufficiently diversified in terms of their type and their issuers or suppliers to…
If a property loan within the meaning of Chapter III of Title I of Book III of the Consumer Code subject to the provisions relating to the assessment of consumer solvency includes as a precondition th…
…urable medium prior to the transaction, specifying the advice provided and the extent to which it meets the preferences, objectives and other characteristics of non-professional clients.Investment ser…
A decree of the Conseil d'Etat shall specify the conditions of application of this sub-section.
…g investment and investment-related services to clients, investment service providers other than asset management companies shall act honestly, fairly and professionally, in the best interests of thei…
…estment services concerning financial contracts that are not admitted to trading on a regulated market or a multilateral trading facility, falling within one of the categories of contracts defined by…
…possible result for their clients having regard to price, cost, speed, likelihood of execution and settlement, size, nature of the order or any other considerations relating to the execution of the or…
The Autorité de contrôle prudentiel et de résolution may require Class 2 and Class 3 investment firms to make additional or more frequent disclosures than those provided for in Title III of Book V or…
…AIFs mentioned in 1° and 2° of II of this article and the portfolio management companies of UCITS determine the remuneration policies and practices of the following persons, when their professional a…
I.-The Autorité de contrôle prudentiel et de résolution may decide to apply the requirements of Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013, in accordance…
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