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Showing 5741–5750 of 21962 articles for “Art. BOFiP-IS-CHAMP-10-30-§§ 320 et 330”
…n referred to in 3° of Article L. 533-24 and to understand the characteristics and identify the target market defined for each financial instrument; 3° Maintain and apply effective organisational and…
…of Regulation (EU) No 600/2014 of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments and amending Regulation (EU) No 648/2012.
…year, in addition to drawing up its own accounts, the manager shall draw up an inventory of the assets under its management and a statement of the sums collected during the financial year on behalf o…
…he measures taken to prevent and manage such conflicts and relationships. A decree in the Conseil d'Etat shall specify the procedures for applying this article.
…ty, the provider of equity crowdfunding services shall inform it and the investors of the offences set out in Articles 432-10 to 432-12 of the French Penal Code and of the best practices established b…
…of tokens and applying for approval from the Autorité des marchés financiers under the conditions set out in Articles L. 552-4 to L. 552-7 shall be subject to the obligations of this chapter. The pro…
For the purposes of this chapter, a token is any intangible asset representing, in digital form, one or more rights that may be issued, recorded, stored or transferred by means of a shared electronic…
…n behalf of a client to whom they have provided advice, under the conditions and within the limits set by the General Regulation of the Autorité des marchés financiers, and carry out other asset manag…
…orité des marchés financiers only after obtaining the assent of the Autorité de contrôle prudentiel et de résolution. Extensions of authorisation are granted under the same conditions. The Autorité de…
…e whose sole purpose is the administration of one or more institutions for collective occupational retirement provision; 6° The institutions referred to in Article L. 518-1 ; 7° In accordance with the…
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