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Showing 6741–6750 of 24518 articles for “Art. CA Reims – 4 Oct. 2010”
…at the AIF is managed by the AIFM in accordance with the legislative and regulatory provisions applicable to portfolio management companies.The Autorité des marchés financiers shall attach a certifica…
…o comply with a specific liquidity requirement where, on the basis of the controls and examinations carried out in accordance with Article L. 533-2-3, it finds that a Class 2 investment firm or a Clas…
…udentiel et de résolution may require Class 2 investment firms and the firms referred to in Article 46(2) of Regulation (EU) 2019/2033 to publish, more than once a year, within the time limits it dete…
The Autorité de contrôle prudentiel et de résolution may require Class 2 and Class 3 investment firms to make additional or more frequent disclosures than those provided for in Title III of Book V or…
…re and amount of the payment or benefit referred to in the first subparagraph or, where this amount cannot be established, of the method of calculation, in a complete, accurate and comprehensible mann…
…d, the Autorité de contrôle prudentiel et de résolution may require the firm in question to: 1° Allocate all or part of its net profits to strengthening its capital base; 2° Limit variable remuneratio…
Financial investment advisers as defined in article L. 541-1 are registered in the single register mentioned in article L. 546-1.
A decree in the Conseil d'Etat shall lay down the conditions for the application of this sub-section.
…re exposed, as well as a policy adapted to these risks. In particular, they shall draw up a classification of the risks in question according to the nature of the products or services offered, the tra…
…his Title and supervised by one or other of these authorities is reported to them via secure communication channels that guarantee the anonymity of the persons communicating information for this purpo…
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