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Showing 2841–2850 of 23296 articles for “Art. CE 10-5-2019 n° 411898”
With the exception of transactions carried out within a group, within the meaning of Article L. 233-3 of the Commercial Code, any acquisition, extension or disposal of a direct or indirect holding, wi…
Without prejudice to the application of Section 8 of Chapter I of Title I of Book V, Articles II and III of Article L. 533-29 apply to credit institutions authorised to provide one or more of the inve…
Portfolio management companies and investment services providers that provide the investment service referred to in 4 of Article L. 321-1 employ :1° A method of risk management on behalf of third part…
Investment services providers other than portfolio management companies that use algorithmic trading : 1° Have effective systems and risk controls appropriate to their business to ensure that their tr…
…atically determines the parameters of orders, such as whether or when they should be issued, the price or quantity terms, or how they will be managed after they have been issued, without human interve…
Investment services providers other than portfolio management companies which use a high-frequency algorithmic trading technique shall keep an accurate and chronological record of all orders placed, i…
Investment services providers other than portfolio management companies that use algorithmic trading to implement a market-making strategy must comply with the following conditions, taking into accoun…
…of this chapter, digital assets include: 1° The tokens referred to in Article L. 552-2, with the exception of those fulfilling the characteristics of the financial instruments referred to in Article…
The allocation of variable components of total remuneration within the investment firm takes account of all the risks to which it is or is likely to be exposed.
The persons referred to in Article L. 561-2 shall carry out an enhanced review of any transaction that is particularly complex or involves an unusually large amount or does not appear to have any econ…
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