Article L561-36-3
I. - Any failure by the persons referred to in 12°, 13°, 14°, 18° and 19° of Article L. 561-2 to comply with the obligations laid down in Sections 3 to 6 of this Chapter, in Chapter II of this Title,…
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Showing 4691–4700 of 64636 articles for “Art. CE 12-5-2022 n° 416727 and CE 27-3-2020 n° 428234”
I. - Any failure by the persons referred to in 12°, 13°, 14°, 18° and 19° of Article L. 561-2 to comply with the obligations laid down in Sections 3 to 6 of this Chapter, in Chapter II of this Title,…
Subject to the provisions of Articles L. 613-31-5 and L. 613-31-6 : 1° Reorganisation and winding-up measures decided by the competent authorities of a Member State other than France in respect of a c…
I. - Without prejudice to the supervision exercised by the competent authorities of the home State, the Autorité de contrôle prudentiel et de résolution is responsible for monitoring compliance by the…
I. - In the event that compulsory liquidation proceedings are opened against a credit institution under Book VI of the French Commercial Code, creditors holding a preferential right, pledge, collatera…
…aries or branches are established, including the impact on the financial stability, budgetary resources and deposit guarantee or investor compensation schemes of those Member States.
…L. 214-24-2, the marketing, with a passport, in a Member State of the European Union other than France, to professional clients, of units or shares of third-country AIFs or feeder AIFs which do not me…
…y of derogation from article R. 214-32-29, a general-purpose investment fund may invest, in accordance with the principle of risk spreading, up to 100% of its assets in different eligible financial se…
…one issuer ;3° 10% of money market instruments issued by the same issuer.The limits laid down in 2° and 3° may not be complied with at the time of acquisition if, at that time, the gross amount of the…
A general purpose investment fund may hold up to 25% of the same category of financial securities of the same issuer when the latter is a socially responsible company mentioned in article L. 3332-17-1…
When a general-purpose investment fund has acquired units or shares in a collective investment scheme governed by French law, a UCITS established under foreign law, an FIA established in another Membe…
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