Article R163-3
It is an offence for any person responsible in any capacity whatsoever for the management or administration of a credit institution or one of the institutions or services mentioned in Article L. 518-1…
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Showing 4771–4780 of 57478 articles for “Art. CE 15 Apr 2016 n° 390457 and 390774”
It is an offence for any person responsible in any capacity whatsoever for the management or administration of a credit institution or one of the institutions or services mentioned in Article L. 518-1…
…stered intermediary referred to in Article L. 211-4 (3) may, under a general securities management mandate, transmit a shareholder's vote or proxy for a meeting of an undertaking for collective invest…
Issuers shall make public a rating of their issuance programme, obtained from a specialised agency that meets the conditions laid down by the competent administrative authority or, where applicable, h…
Negotiable debt securities may be issued in euros or in any other currency. The Banque de France may suspend issues of securities denominated in a given currency for a period it determines.
…pean Union or of another State party to the Agreement on the European Economic Area;c) The European Central Bank ;d) The Central Bank of a Member State or of another State party to the Agreement on th…
…curities or money market instruments issued by the same entity; 3° 20% of its assets in deposits placed with the same entity. The UCITS' counterparty risk on a single counterparty resulting from over-…
…rogation from I, a UCITS may borrow provided that such borrowings :1° Are used on a temporary basis and represent no more than 10% of its assets; or2° enable the acquisition of real estate necessary f…
Pursuant to I of Article L. 214-24-1, the marketing with passport, in France, by an authorised manager established in a third country for which France is the reference Member State, of units or shares…
…Article L. 214-24-2-1, a portfolio management company may undertake pre-marketing activities in France or in another Member State of the European Union except where the information presented to potent…
The rules governing non-voting preference shares are set out in Articles R. 228-40 to R. 228-48 of the French Commercial Code.
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