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Showing 3541–3550 of 17174 articles for “Art. CE 18-6-2008 n° 285380”
…gulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013, with the exception of the requirements set out in Articles 92a and 92b thereof; 2°a If it is a class 2 or class…
…assessing the transactions referred to in the second paragraph. The terms and conditions of the procedures referred to in this I are specified by the decree provided for in Article L. 611-4. When the…
Investment services providers, market undertakings and clearing houses must provide the Banque de France with the information required to compile monetary statistics.
An investment service provider that uses a tied agent shall take appropriate steps to ensure that the activities of the tied agent outside the scope of this Chapter do not adversely affect the activit…
I.-Financial investment advisers may not receive financial instruments from their clients. They may not receive funds from their clients other than those intended to remunerate their activity. II -Fin…
A provider of equity crowdfunding services wishing to engage in the activity referred to in Article L. 547-4 shall submit an application to the Autorité des marchés financiers, either when applying fo…
Articles L. 544-3 to L. 544-5 apply to voting advisers whose registered office is in France, to voting advisers whose registered office is not in a Member State of the European Union but whose head of…
…nger offers the guarantees provided for in Article L. 552-5, it may order that any communication concerning the offer referring to its approval be discontinued and withdraw its approval under the cond…
Throughout the duration of the business relationship and in accordance with the conditions laid down by decree of the Conseil d'Etat, these persons shall, within the limits of their rights and obligat…
The persons referred to in article L. 562-4 are prohibited from knowingly and intentionally participating in activities the purpose or effect of which is to circumvent the measures taken pursuant to t…
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