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Showing 3061–3070 of 57221 articles for “Art. CE 23 Dec 2013 n° 363702 and 363719”
…or monitoring the individual professional activities of its members, representing them collectively and defending their rights and interests. II -With a view to the financial investment adviser becomi…
…e body that keeps the register with all the information needed to verify the conditions governing access to and practice of their activity. They are also required to inform this body as soon as possib…
The conditions set out in Chapters II, IV and V of Regulation (EU) 2020/1503 of 7 October 2020 are applicable to the provision of the services mentioned in Article L. 547-4, provided that the project…
…direct or manage an intermediary in participative financing must meet the conditions of good repute and professional competence laid down by decree in the Conseil d'Etat.
In investment firms of significant importance in terms of their size and according to criteria relating to the level of remuneration of the individual, the payment of a portion at least equal to 40% o…
In investment firms of significant importance in relation to their size, the board of directors, the supervisory board or any other body exercising equivalent supervisory functions shall establish a r…
Participative finance intermediaries must behave honestly, fairly, transparently and professionally, taking into account the rights and interests of their clients, including potential clients. To this…
Before carrying on business, providers of the services referred to in 1° to 4° of Article L. 54-10-2 established in France or providing such services in France, shall be registered by the Autorité des…
…erson who has not been registered with the Autorité des marchés financiers may not provide the services referred to in 1° to 4° of Article L. 54-10-2. Any person who is not registered as a provider of…
…nger offers the guarantees provided for in Article L. 552-5, it may order that any communication concerning the offer referring to its approval be discontinued and withdraw its approval under the cond…
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