Article D526-4
I.-The Autorité de contrôle prudentiel et de résolution shall make the notification provided for in the second paragraph of I of Article L. 526-22 within one month. II -The Autorité de contrôle pruden…
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Showing 5331–5340 of 57221 articles for “Art. CE 23 Dec 2013 n° 363702 and 363719”
I.-The Autorité de contrôle prudentiel et de résolution shall make the notification provided for in the second paragraph of I of Article L. 526-22 within one month. II -The Autorité de contrôle pruden…
…risation as an investment firm to an applicant that is a direct or indirect subsidiary of an insurance company, reinsurance company, credit institution, investment firm or portfolio management company…
For the purposes of Article L. 532-28, the expression "reference Member State of an AIFM established in a third country" means :1° Where the AIFM intends to manage one or more European Union AIFs esta…
If the purpose of the association covers activities other than insurance broking, the association may offer its members a single mediator for all these activities, provided that the mediator is regist…
…direct subsidiary of an investment firm or credit institution that does not have its registered office in France, it is also required to provide precise information on the supervision exercised over i…
When entering into a relationship, an investment services provider other than an asset management company shall collect relevant information relating to the identity and legal capacity of any new clie…
…erred to in article L. 531-4; c) Other authorised or regulated financial institutions;d) The insurance and reinsurance undertakings referred to respectively in the first paragraph of article L. 310-1…
Articles R. 533-18-3 and R. 533-18-4 apply to portfolio management companies.
…t may be fully converted into Tier 1 core capital instruments as defined by Regulation (EU) no. 575/2013 of the European Parliament and of the Council of 26 June 2013.
…lication to the Autorité de contrôle prudentiel et de résolution. The application for authorisation and subsequent amendments are subject to the conditions and procedures set out in Articles L. 532-1…
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