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Showing 5351–5360 of 57221 articles for “Art. CE 23 Dec 2013 n° 363702 and 363719”
…e information referred to in Article 3(1) of Regulation (EU) No 600/2014 of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments has been waived as a derogatio…
To register in accordance with Article L. 54-10-3, applicants must send the following information to the Autorité des marchés financiers: 1° The identity of the persons referred to in 1° and 2° of Art…
…eir annual report the return on their assets, calculated by dividing their net profit by their balance sheet total.
Investment service providers other than portfolio management companies may, on their own initiative or at the request of a client, treat as a professional or non-professional client, either generally…
…ed to in II of Article L. 533-22 include the following information: 1° The most significant medium- and long-term risks associated with the investments made under the contract; 2° The composition, tur…
…ruments referred to in the second paragraph of article R. 533-2 are those referred to in 2, 3, 4, 7 and 8 of I of article D. 211-1 A.
…management, perform administrative, management or executive duties in a credit institution, a finance company, another investment firm or a commercial company governed by Book II of the Commercial Co…
Where the provider of equity crowdfunding services asks the AMF to withdraw its authorisation, it shall transfer the existing contracts to another provider of equity crowdfunding services authorised t…
The intermediary in equity financing :1° Requests any lender and project promoter wishing to enter into a loan agreement :a) To provide, in the case of a natural person, their surname, first names, da…
The information made public by a publication system approved in accordance with Article L. 549-11 shall include at least the following items: 1° The identifier identifying the financial instrument; 2°…
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